Security Industry Essentials Exam (SIE) Prep Class

The Security Industry Essentials (SIE) Exam is your first official step into a career in finance and the securities industry — and this course is built to help you pass it with confidence.

Starts Tue, Nov 17

12:30 AM UTC · 1h

6 sessions

FEATURED INSTRUCTOR

Dalcio

WHAT YOU'LL WALK AWAY WITH

Outcomes, not lecture notes.

Identify the key content areas tested on the SIE Exam, including types of securities, market structure, and regulatory agencies

Explain how equity securities, debt instruments, and packaged products function within financial markets

Describe the role of FINRA, the SEC, and other regulators in overseeing the securities industry

Apply time management strategies to navigate the SIE's question format efficiently under timed conditions

Use targeted test-taking techniques to eliminate wrong answers and maximize accuracy on multiple-choice questions

Interpret the SIE's scoring methodology to set realistic performance benchmarks and track progress

Analyze how market participants — including broker-dealers, investment advisers, and issuers — interact within the securities ecosystem

YOUR INSTRUCTOR

Meet Dalcio.

Dalcio

"Dalcio is a licensed financial advisor and dedicated educator with a Bachelor's degree from Nova Southeastern University. He specializes in tutoring aspiring financial and insurance professionals as they prepare for their licensing exams, including the Series 65, Series 6, and SIE. Known for his patience, engaging teaching style, and genuine investment in each student's success, Dalcio focuses on helping students build both confidence and a solid understanding of complex topics. His goal is to guide every student toward achieving their licensing objectives and establishing a strong foundation for a successful career in financial services."

ABOUT THIS CLASS

The Security Industry Essentials (SIE) Exam is your first official step into a career in finance and the securities industry — and this course is built to help you pass it with confidence. Designed for college students and young adults ready to break into the world of stocks, bonds, and investment products, this prep class covers exactly what the FINRA-administered exam tests: core investment concepts, market structure, regulatory frameworks, and how securities products work. You won't just review content — you'll also master the exam's structure, learn how questions are scored, and develop time management and test-taking strategies that translate directly to higher marks on exam day. Whether you're eyeing a future in finance or just want to earn a credential that sets you apart, this course gives you the knowledge and the game plan to get there.

SYLLABUS

Session 1: Introduction to the Securities Industry & Regulatory Framework
Session 2: Equity Securities
Session 3: Fixed Income Securities, Investment Companies, and Insurance Products
Session 4: Options Fundamentals
Session 5: Markets, Customer Accounts, and Regulations
Session 6: Comprehensive Review and Test-Taking Strategies