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Question of the Day: CPA Regulation (REG)
If there was a material omission by an accountant, would he or she be held liable for damages under the Securities Exchange Act of 1934?
If the security was part of an original issuance
Only if additionally negligence was proven
Yes
Yes, only if it involved registered securities
Rebekah
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Certified Tutor
Federal College Of Education, Bachelor of Education, Early Childhood Education.
Paul J.
Certified Tutor
Certified Tutor
The University of Toledo, Bachelor of Science, Multi-/Interdisciplinary Studies, General. Eastern Illinois University, Master...
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